This issues contains the results of Investment Advisor’s 15th annual poll, wherein we have asked reps to rate their respective broker/dealers. The poll has greatly expanded and now culminates in the awarding of Broker/Dealer of the Year honors in four different categories, but other than a greater emphasis on compliance issues, what reps look for from their B/D hasn’t changed much at all. Following are some excerpts from the reporting on our first poll in October 1991.
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