Close Close
Popular Financial Topics Discover relevant content from across the suite of ALM legal publications From the Industry More content from ThinkAdvisor and select sponsors Investment Advisor Issue Gallery Read digital editions of Investment Advisor Magazine Tax Facts Get clear, current, and reliable answers to pressing tax questions
Luminaries Awards

Retirement Planning > Social Security

Independent Research Group Gets OK

Your article was successfully shared with the contacts you provided.

NEW YORK (–’s new stock research unit, Independent Research Group, got regulatory approval to act as a stock brokerage, the company said.

The approval from the Securities and Exchange Commission, and admission to the National Association of Securities Dealers allows the company to get compensation for its research via trade commissions.

As its name implies, the company is aiming to become an independent source of stock research, serving as an alternative to the Wall Street research outfits that are a part of investment banks Previous HedgeWorld Story.

[email protected]


© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.