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Nobody would dispute that it’s been a tough year. Tragedy, terrorism, and business downturns have taken their toll. Under conditions like these, it’s more important than ever to know what sort of support systems back up your business–and your business partners’ businesses. When it comes to broker/dealers, that means clearing firms. The sturdiness of their structure can make the difference between continuing to do business in times of unthinkable disaster or being shut down.


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