Page 5 - Investment Advisor March 2022

Departments VOL. XLII NO. 2
MARCH 2022

1 | ThinkAdvisor.com 47 | Advertiser's Index “ When a workforce is
6 | Editor's Note 47 | Classifieds stretched, everything

from client services to

compliance tasks can

be compromised.”

—Angie Herbers

Columns

Beginnings Retirement Planning The Playing Field
29 | Will the SEC Ban 12b-1 Fees?
Washington Watch 12 | How Inflation Really Hurts By Melanie Waddell
Retirees — and What to Do About It
8 | Greg Valliere’s Top 6 Their use is declining as the SEC
Economic, Political Predictions Annuities Update targets conflicts of interest.
for 2022 and Beyond But are they a “lesser evil”?
14 | Should Your Client Buy a RILA?
Industry Insights
RIA Lessons & Leaders The Fast Track
10 | AI Bringing the ‘SexyBack’ to
the Back Office 16 | Here’s How Much RIAs Pay 31 | High Workforce Stress
Their Employees: Schwab Is Changing the Rules of
Employee Management
ETF Advisor By Angie Herbers
36 | Is the SEC Costing Index ETF The pandemic has ushered in a
Investors Money? new dynamic that uses compassion
and flexibility to work with staff
Alternative Investments and — hopefully — bolster morale
and performance.
39 | What ‘Private For Longer’
Means for Investors

Broker-Dealer Beat Wealth & Risk

40 | Merrill’s New Training 46 | How to Help Protect
Program: Less Selling, More Client Portfolios from Excess
Conclusions Coaching, Plenty of Skepticism Liability Claims

Portfolio Perspectives Women in Wealth Compliance Coach

34 | Get Ready for ‘Sticky’ Inflation, 44 | Less Than a Quarter of CFPs 48 | Are You Keeping an Eye on
a Top Investing Consultant Warns Are Women (Still) Your Service Providers?

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MARCH 2022 INVESTMENT ADVISOR 3