Not that I'm aware of. My advisor seems to do right by me. I have no complaints.
Jay F., 71, Memphis, Tenn.
No. My advisor is a family friend. We've all known each other for years and watched our kids grow up together. He's always looked out for me.
Sam K., 62, Miami, Fla.
Unfortunately, there have been some issues. I don't have an advisor currently, but my former advisor got in legal trouble. I don't have all the details. I only know that it was related to some of his clients.
Joe H., 61, Tampa, Fla.
Definitely. I wouldn't say there's ever been anything illegal. At least nothing I know about. But I feel like my advisor put me in some investments that helped him more than they worked for me.
Janie S., 66, San Clemente, Calif.
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