New Custody Rules Signal 'Regulatory Reset' for Digital Assets: SEC Roundup
By Nicolas Morgan and Tom ZaccaroFormer SEC Commissioner Troy Paredes discuss the commission's evolving approach to financial innovation and digital asset regulation.
March 21, 2025
Is the MSRB Unconstitutional? — SEC RoundupThe American Securities Association has filed a petition challenging the constitutionality of the Municipal Securities Rulemaking Board.
March 04, 2025
Short Seller Challenges SEC on Free Speech: SEC RoundupAndrew Left and his attorney are seeking regulatory clarity on an issue with First Amendment implications.
January 31, 2025
Father-Son Lifetime Bar Suit Heats Up: SEC RoundupFormer SEC attorneys representing the two talk about their groundbreaking lawsuit challenging SEC enforcement practices.
December 27, 2024
From the Red Carpet: How Prudential Advisors Focuses on Underserved ClientsPrudential Advisors' Hasan Ibrahim discusses the company’s efforts to reach underserved clients and advisors.
December 27, 2024
From the Red Carpet: How Kwanti Continues to Innovate With a Small, Dedicated TeamKwanti Founder and CEO Christophe Gauthron discusses how his company continues to develop new features with a small but dedicated team.
December 27, 2024
From the Red Carpet: AEF Shows the Power of Giving Back to Local CommunitiesAmerican Endowment Foundation CEO Ron Ransom and Chief People and Culture Officer Paula Hogan share thoughts on charitable giving.
December 27, 2024
From the Red Carpet: Orion CEO’s Advice to Advisors: Focus on What’s ImportantOrion CEO Natalie Wolfsen speaks about the company's success at the 2024 Luminaries Awards.