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CE Center

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Resource How a Variable Annuity Can Provide Retirement Income Stability

This complimentary case study demonstrates how a 60-year-old male client could potentially benefit from the type of retirement strategy that involves a variable annuity product.

Resource Action Guide: Build Client Confidence

Whether clients are fixated on the past, paralyzed by uncertainty, or terrified of potential losses, they may risk falling short of their financial goals. Learn simple steps you can take to help them act with confidence and achieve better results.

Resource Complimentary White Paper: Uncover Five Myths about the Hybrid RIA Model

Want to operate both a commission- and fee-based practice? The Hybrid RIA business model promises the best of both worlds! Get the facts now.

Resource Getting Real: Overcome the Five Myths of Precious Metals Investing

In their quest for portfolios that can withstand the rigors of today’s marketplace, financial advisors are increasingly looking for alternative solutions. Discover why, for some, precious metals are the answer.

Resource Hiring A Junior Advisor - Made Simple

You can do it all - if you had a 50-hour day. Until there is one, hiring a junior advisor may be what you need to get things done.

Resource Get the Global Markets Perspective on Fixed Income

This insightful white paper brought to you by T.Rowe Price, gives you expert insight into global market trends that could affect your clients and their investments with you.

Resource Focus On | Manager Search & Selection and Asset Allocation

This set of articles, from IMCA's Investments & Wealth Monitor, focus on manager search and selection and asset allocation including factors to consider when combining managers, the reality linking investment selection, dynamic asset allocation, and risk management, and a quantitative analysis of liquid alternative investments versus hedge funds.

Resource Download Changing Firms: 5 Steps For a Smooth Transition.

When it comes to switching firms, advisors must plan their transition carefully. Here are five steps to help make sure your move is successful.

Resource We Can Help Make Your Practice Shine Bright

CLICK HERE to instantly access our complimentary White Paper “Marketing Brand Checkup - Self Audit”.

Resource Four Pivotal Points to Turn Your Clients Toward Equities

Your clients have questions about the risks and rewards of investing in equities. Help them resolve their uncertainty and take advantage of today’s opportunity.

Resource Looking Ahead | The Financial Services Industry in 2030

What does the future hold for the financial services industry? Demographic shifts, industry trends, and possible scenarios are examined in this Investments & Wealth Monitor article.

Resource Mid-Size Might Be The Right Size

In this whitepaper you will learn why large and small broker dealers might not be the best fit for a highly independent advisor. You will also see the key differentiators among different size broker dealers.

Professional Library Regulatory Oversight of Investment Advisors

From The Investment Advisor’s Guide to Compliance

Professional Library Selected Provisions of the American Taxpayer Relief Act of 2012

From 2013 Tax Facts

Professional Library Advertising Advisor Services and Credentials

From The Investment Advisor’s Guide to Compliance

Professional Library Agency and Principal Transactions

From The Investment Advisor’s Guide to Compliance

Professional Library Anti-Fraud Provisions of the Investment Advisers Act

From The Investment Advisor’s Guide to Compliance

Professional Library Best Practices for Working with Senior Investors

From The Investment Advisor’s Guide to Compliance

Professional Library Books and Records Rule

From The Investment Advisor’s Guide to Compliance

Professional Library Health Insurance: Health and Medical Savings Accounts

From 2013 Tax Facts

Professional Library Long Term Care Insurance: Premiums

From 2013 Tax Facts

Professional Library Annuities: Variable Annuities

From 2013 Tax Facts

Professional Library Annuities: Estate Tax

From 2013 Tax Facts

CE October 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE September 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE August 2014 CFP CE Test

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CE July 2014 CFP CE Test

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CE June 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE May 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE April 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE March 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE February 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE January 2014 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE December 2013 CFP CE Test

Earn 1 hour of pre-approved CE credit.

Professional Library

Cafeteria Plans

From 2013 Tax Facts

CE

November 2013 CFP CE Test

Earn 1 hour of pre-approved CE credit.

Sponsor Showcase

Franklin Templeton - Global Investing Insights

The world has gotten smaller, and advisors in the U.S. are more aware than ever of how economic and political events oversees impact their portfolios.

Visit Global Investing Insights for actionable insights to help you make better global investment decisions.

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