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Earn CE credits, track progress, and meet your goals.

Resource Successful Ways to Mentor the Millennials

Secure the future of your business with customers from the largest generation in history.

Resource IMCA® Focus on Ultra-High-Net-Worth Clients, Part II

Part II in a series of articles on working with ultra-high-net-worth clients from IMCA's Investments & Wealth Monitor takes a look at the biggest trends in family wealth, the latest family office trend in direct investment, and a closer look at today's ultra-high-net-worth and multi-family offices.

Resource 6 Steps to an Effective Client Review Process

Maximize client retention and promote firm growth by using this 6 step interactive client review process.

Resource An Insider's Guide to Bond Opportunities

In this season of change, find out how to cut through interest-rate noise and build better fixed-income portfolios. Meet client needs for income, stability, flexibility, and more.

Resource Navigating the DoL Fiduciary Rule

Learn how Salesforce helps financial services companies meet new fiduciary standard compliance and governance requirements.

Resource Complying with Industry Regulations Overview

See how Salesforce Financial Services Cloud combined with Salesforce Shield can help firms address fiduciary requirements.

Resource Investment Management Consultants Association® Focus on Ultra-High-Net-Worth Clients.

Part I of a series of articles on working with ultra-high-net-worth clients from IMCA's Investments & Wealth Monitor take a look at generational differences in the ultra-high-net-worth (UHNW) space, two industry thought leaders - Jean L. P. Brunel and Charlotte Beyer - provide their perspectives on the UHNW space, and the costs involved in creating a practice that caters to UHNW clients.

Resource How do you choose a quality partner in navigating the new fiduciary rule?

Access complimentary resources from Cambridge Investments to help navigate the fiduciary rule changes.

Resource Your Comprehensive Guide to Transitioning

If you’re thinking of changing broker-dealers, you owe it to yourself to read this article that covers all major aspects of the transition process.

Resource Electronic Communications Supervision is Broken

This White Paper outlines the immediate actions firms can take to correct outdated and costly supervision procedures.

Resource Why Video Trumps Text

As an investment professional, video marketing can be a very powerful tool that you can utilize to enhance your practice.

Resource Attract More Clients and Exceed Expectations

Learn how to build a better business and create loyal clients and advocates from the start.

Event NAPFA 2016 Fall Conference

October 11, 2016- October 14, 2016 | Hyatt Regency Crystal City, Arlington, VA

Professional Library Regulatory Oversight of Investment Advisors

From The Investment Advisor’s Guide to Compliance

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Professional Library Advertising Advisor Services and Credentials

From The Investment Advisor’s Guide to Compliance

Professional Library Agency and Principal Transactions

From The Investment Advisor’s Guide to Compliance

Professional Library Anti-Fraud Provisions of the Investment Advisers Act

From The Investment Advisor’s Guide to Compliance

Professional Library Best Practices for Working with Senior Investors

From The Investment Advisor’s Guide to Compliance

CE September 2016 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE August 2016 CFP CE Test

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CE July 2016 CFP CE Test

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CE June 2016 CFP CE Test

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CE May 2016 CFP CE Test

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CE April 2016 CFP CE Test

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CE March 2016 CFP CE Test

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CE February 2016 CFP CE Test

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CE January 2016 CFP CE Test

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CE December 2015 CFP CE Test

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CE November 2015 CFP CE Test

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Professional Library

Books and Records Rule

From The Investment Advisor’s Guide to Compliance

CE

October 2015 CFP CE Test

Earn 1 hour of pre-approved CE credit.

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