From the September 2006 issue of Investment Advisor • Subscribe!

Good News/Bad News

While no one likes to finish second in any contest, when it comes to the Broker/Dealers of the Year contest, it's not only those who win the balloting that can feel good about themselves. The thousands of representatives who vote (and who this year needed to provide more information and devote more time to cast a valid ballot to begin with) overwhelmingly give their B/Ds positive ratings.

Here are the broker/dealers who finished first, second, and third in their respective divisions this year. Good luck to all in 2007.

Division I

First: Contemporary Financial Solutions

Second: Independent Financial Group

Third: Century Securities

Division II

First: The Investment Center, Inc.

Second: Brecek & Young Advisors, Inc.

Third: CFG/H.Beck, Inc.

Division III

First: NEXT Financial Group, Inc.

Second: Sigma Financial Corp.

Third: Cambridge Investment Research, Inc.

Division IV

First: Woodbury Financial Services

Second: Mutual Service Corp.

Third: Commonwealth Financial Network

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