Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
CFTC Alleges Fraud by Lofgren and Melrose
By Staff WriterWASHINGTON (HedgeWorld.com)--The Commodity Futures Trading Commission brought an action in federal court against a commodity pool operator and its chief executive, alleging the misappropriation of...
September 01, 2002
The Reps Speak: Next FinancialRoger Christlieb, a planner in Bothell, Washington, is new at NEXT Financial, broker/Dealer of the Year in Division II, having joined the company in May...
August 28, 2002
ING Restructures Asset-Management UnitNU Online News Service, Aug. 28, 12:31 p.m. -- The ING Groep N.V., Amsterdam, says Tom Balachowski, the chief executive officer of its ING ...
July 25, 2002
Old Mutual Reports 3.2% Drop In U.S. AssetsNU Online News Service, July 25, 11:10 a.m. -- Old Mutual P.L.C., London, says its U.S. asset-management operations ended the first half of the ...
July 08, 2002
Prudential To Acquire Mexican Fund CompanyNU Online News Service, July 8, 2:11 p.m. -- Prudential Financial Inc., Newark, N.J., says a unit in Mexico has agreed to acquire 100% ...
July 01, 2002
Balliett Financial Services & Trust Co.Gene Balliett 631 South Orlando Avenue, Suite 100 Winter Park, Florida 32789 Phone: 800-624-8961 Fax: 407-740-5228 [email protected] www.balliettfs.com Year practice began: 1967 Number of planners in office: 12 planners, 5 contract employees Number of...
June 12, 2002
Bailey Stepping Down as Janus CEOJune 12, 2002 -- Tom Bailey will step down as CEO of Janus Capital Management on July 1, according to a joint statement from Janus...