Page 4 - Investment Advisor November 2022
P. 4
Features/Departments NOVEMBER 2022
VOL. XLII NO. 8
10 1 | ThinkAdvisor.com
4 | Editor's Note
47 | Advertiser's Index
47 | Classifieds
Cover Story “Firms must cater to the
In This Together way that clients prefer
to communicate. That’s
By Janet Levaux client experience 101.”
Meet the 2022 LUMINARIES —Angie Herbers
Finalists in Community Impact
and Executive Leadership
Columns
The Playing Field
43 | Get Ready: FINRA’s New CE
Rules Start in January
By Melanie Waddell
The regulatory element will now be an
annual requirement — and will likely
zero in on Reg BI.
The Fast Track
45 | 3 Steps to Speed Up Your
Client Response Time
By Angie Herbers
Clients used to expect a response
within 24 hours, but that window has
shortened dramatically.
Industry Insights
6 | What to Make of the Industry’s First ‘Wealth Festival’
Retirement/Annuities Planning
8 | What the Future of Annuities Means for Advisors
Compliance Coach
48 | 7 Advertising Don’ts Under New SEC Marketing Rule Cover illustration: Daniel Hertzberg
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2 INVESTMENT ADVISOR NOVEMBER 2022 | ThinkAdvisor.com
