Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Naureen Hassan: Digital Diva — The 2016 IA 25
By Janet LevauxBig challenges call for bold moves and the right people to make them.
May 04, 2016
LPL Expanding HNW Services to RepsExecs say the advisory "landscape has changed" and that the "credibility gap" between indie firms and wirehouses is no more.
May 04, 2016
Recruiting Roundup: Wells Fargo Adds 6 Reps, $690M From RivalsThe advisors moved from Morgan Stanley and Merrill; meanwhile, LPL adds a hybrid group with $305 million in assets.
May 02, 2016
9 Advocates and Educators Shaping the Industry: The 2016 IA 25 SlideshowThe most influential people in our lives are the advocates and educators who speak on our behalf.
April 29, 2016
Colleen Bell: Cambridge’s DOL Compliance Driver — The 2016 IA 25On the DOL fiduciary rule, Bell says, "We wanted to know what our advisors needed, so we needed to think like our advisors.
April 29, 2016
The DOL Fiduciary Rule Is Here. What Should Advisors Do Next?An Envestnet webinar for advisors laid out several steps advisors can take to comply with the new rule.
April 29, 2016
Raymond James to Roll Out Mobile App, Cybersecurity FeatureLonger-term plans involve bringing together large amounts of product information and portfolio data for advisors.
April 29, 2016
LPL Feeling Acquisitive in New Fiduciary Era; Q1 Sales Fall 9%The new DOL rule should squeeze cost structures for smaller competitors and lead to more opportunity for M&A, CEO Mark Casady says.