Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Recruiting Roundup: Merrill Lynch Picks Up $1.7B Reps From Rival
By Marlene Y. SatterRaymond James and Woodbury also announced their latest recruits.
May 23, 2016
Marty Bicknell: An Innovator Entrepreneur — The 2016 IA 25Marty Bicknell, the CEO of Mariner Holdings, is above all an innovator who knows how to build a company from the bottom up.
May 23, 2016
5 Things Top-Performing Advisors DoAt Envestnet's Advisor Summit, a panel of experts offered their advice on how to succeed as a financial advisor. One key point: Keep it simple.
May 20, 2016
LPL Reports Latest Asset, Recruiting FiguresThe IBD had mixed results in April but attracted close to 60 reps in Q1'16.
May 20, 2016
Envestnet Offers Advisors More Client Customization Through Open ENVOpen ENV integrates, refines and expands existing offerings on Envestnet's wealth management technology platform.
May 19, 2016
Lori Hardwick: Pershing's Advisor Advocate — The 2016 IA 25It's important for advisor partner leaders to listen to their clients, and not just "hear what you want to hear," says the new Pershing COO.
May 18, 2016
Latest Cetera Twist: Ex-LPL President to Lead BoardPlus, two broker-dealers are set to be merged with other IBDs in the network.
May 18, 2016
Want to Win the Robo Game? Think Like a Chess Champ: Envestnet CEOAdvisors who fear robo-advisors and other technological advances should take a tip from chess grandmaster Garry Kasparov, Envestnet CEO Jud Bergman says.