Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
With FutureAdvisor, BlackRock Seeks to Compete With Schwab, Vanguard
By Bernice NapachBlackRock says its robo offering provides advisory firms, wealth managers and banks a credible way to take on Schwab and Vanguard.
June 08, 2016
Recruiting Roundup: Raymond James Adds Affliates, Reps With $3.2B in AssetsMeanwhile, Merrill Lynch, RBC, Dynasty, Schwab and other firms welcome new advisors to their operations.
June 07, 2016
A CFP’s View of the CFP Board on Wall StreetA reader shares feelings about how the CFP mark is misused by unscrupulous financial professionals.
June 06, 2016
Top Portfolio Products: State Street and Elkhorn Add ETFsThis week's offerings also include a new asset allocation platform to help advisors comply with the DOL fiduciary rule.
June 06, 2016
Massachusetts Hunts for ‘Rogue Brokers’ at 241 BDsThe regulator wants information on hiring practices at firms that have above-average numbers of advisors with misconduct records.
June 02, 2016
5 Ways to Make the Most of Slow Growth: KleintopDespite sluggish productivity growth, advisors and investors still can find bright spots in different sectors and countries, the Schwab strategist says.
June 01, 2016
Recruiting Roundup: Raymond James Adds $620M Bank Group, AdvisorMeanwhile, Morgan Stanley picks up four reps with a combined $790 million in assets.
June 01, 2016
Morningstar Buys Bond Analytics Group; Raymond James Grabs Euro M&A FirmThe research firm adds a fixed income tech partner, while the broker-dealer brings on an investment firm in Germany.