Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LPL ‘Baggage’ May Block Search for Buyer: Nomura Securities
By Janet LevauxLPL is reportedly looking at a potential sale or other financial arrangements, but analysts say finding a buyer could be a problem.
October 11, 2016
Raymond James Honors Five ‘Women of Distinction’ at EventThe firm gives awards to top female advisors in its various divisions during the annual Womens Symposium in Orlando.
October 11, 2016
Morgan Stanley and Fiduciary: Never the Twain Shall Meet?Statements of values or virtues dont instill a corporate culture. Compensation policies and budgets do.
October 10, 2016
Top Portfolio Products: Envestnet Launches DOL Compliance SolutionThe platform enhancement is designed to help advisors comply with the new rule as part of a "seamless wealth management process."
October 10, 2016
Envestnet Acquires Data Analytics Provider Wheelhouse AnalyticsWheelhouse Analytics is a provider of data analytics and mobile sales solution, and could help with DOL fiduciary compliance.
October 10, 2016
Merrill Grabs $2B Team From Morgan, Loses $800M Group to JanneyBofA-Merrill Lynch adds eight advisors in the state of Washington, while Janney picks up five reps in Connecticut.
October 07, 2016
Raymond James Making Big Moves to Raise Number of Female AdvisorsThe head of the Network for Women Advisors lays out the companys strategy during the 22nd annual Womens Symposium.
October 05, 2016
Raymond James Hosting Women’s Symposium in New VenueRaymond James 22nd annual Womens Symposium has outgrown its traditional St. Petersburg venue and is moving to Orlando this year.