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Industry Spotlight > Broker Dealers

ThinkAdvisor’s 2014 Q3 Earnings Calendar for the Finance Sector

By Janet Levaux

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The third-quarter 2014 earnings period gets underway on Oct. 14, with several finance sector companies reporting.

Here is ThinkAdvisor’s calendar marking expected Q3 earnings dates for firms of greatest interest to financial advisors (click on links for more information on that company’s earnings):

Company Ticker Expected Release Date EPS Consensus
AllianceBernstein (part of AXA) AB 10/23/14 0.42
Ameriprise Financial AMP 10/28/14 2.13
Bank of America Merrill Lynch BAC 10/15/14 0.09
Bank of New York Mellon (Pershing Advisor Solutions parent) BK 10/17/14 0.61
BlackRock BLK 10/15/14 4.74
Citigroup C 10/14/14 1.12
Calamos Asset Management CLMS 10/21/14 0.14
Envestnet ENV N/A 0.19
Federated Investors FII 10/23/14 0.36
Fiserv FISV 10/28/14 0.84
Franklin Resources (Operates as Franklin Templeton Investments) BEN 10/22/14 0.95
Genworth GNW 10/28/14 0.22
Goldman Sachs GS 10/16/14 3.24
Hartford Financial Services HIG 10/27/14 0.82
ING Group (Amsterdam based) ING 11/05/14 N/A
Invesco Ltd. IVZ 10/30/14 0.63
Investors Capital ICH N/A N/A
Janus Capital Corp. JNS 10/23/14 0.22
JPMorgan JPM 10/14/14 1.39
Legg Mason LM 10/31/14 0.37
LPL Financial LPLA 10/30/14 0.58
Morgan Stanley MS 10/17/14 0.55
Morningstar MORN 10/22/14 0.69
Northern Trust NTRS 10/15/14 0.87
Penson Worldwide N/A N/A N/A
Principal Financial PFG 10/23/14 1.04
Prudential Financial PRU 11/05/14 2.41
Raymond James RJF 10/29/14 0.84
RCS Capital RCAP 11/13/14 N/A
Schwab SCHW 10/15/14 0.25
State Street Corp. STT 10/24/14 1.21
Stifel Nicolaus SF 11/06/14 0.67
Symetra Financial SYA 10/27/14 0.44
TD Ameritrade AMTD 10/28/14 0.35
T. Rowe Price Associates TROW 10/23/14 1.17
UBS AG-USA (Switzerland HQ) UBS 10/28/14 0.35
Waddell & Reed  WDR 10/28/14 0.93
Wells Fargo WFC 10/14/14 1.02

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