Retiree Portfolios in the New Normal: The Envelopes Strategy, Pt. 1
The purpose of decades of saving is to fund decades of spending.
Cetera Firms to Pay $2.5M in Restitution; SEC Bars Lawyer: Enforcement
According to FINRA, two Cetera firms disadvantaged certain customers by causing them to pay higher fees than required.
Advisors, Plan Sponsors Out of Sync in DC Plan Space
Wells Fargo Asset Management compared its survey advisors to a previous one of plan sponsors to discover the gaps.
CFP Board Unveils Exam Prep Toolkit
“This toolkit demystifies the exam and helps candidates start their journey on the right foot,” says CFP Board’s Loper.
These Millennial Advisors Are Killing It With Younger Clients
Under the radar, this youngest generation of advisors has created an entirely new advisory business model, designed to work with clients who are millennials themselves.
TD Ameritrade Emphasizes ‘NextGen’ Commitment With New Exec-Level Position
TD Ameritrade named Kate Healy as “Managing Director of Generation Next” and announced its NextGen scholarship winners.
Markup of Anti-DOL Fiduciary Rule Bill Set for Wednesday
The Education and Workforce Committee will mark up the Affordable Retirement Advice for Savers Act.
IndexIQ Lowers Fees for 3 Currency-Hedged ETFs: Portfolio Products
Also, OppenheimerFunds and Direxion add ETFs; Harvest and Foundation Source launch continuing ed programs.
Bond ETFs Are Hotter Than They’ve Ever Been
Inflows are rising along with the proliferation of new fixed income ETFs, including smart beta funds.
How RIAs Are Growing Assets as More Clients Withdraw Them
Jon Beatty of Schwab Advisor Services tells ThinkAdvisor what sets the fastest growing firms apart.