The 2014 SMA Managers of the Year: Video
Envelope, please! Presenting the 10th annual SMA Managers of the Year awards ceremony, plus an interview with PM Doug Haws of overall winner Tom Johnson.
LPL’s Largest Hybrid Is on a Wild Growth Tear
Independent Financial Partners CEO Bill Hamm explains how the firm increased AUM from $3.3 billion to $5.2 billion in a year.
Want to Continue to Succeed, Owner-Advisors? Give Up These 3 Sacred Cows
Here’s the problem with success: what got you there won't bring you to the next level, so give up to grow.
The Limits of Limiting Advisor Liability
A contract’s hedge clause is one of those provisions that is monumentally unimportant until a dispute arises between the client and the advisor.
Schwab’s Bettinger: Results Strong, Momentum Stronger Thanks to Advisors
CEO says “Charles Schwab is so different than it was,” evidenced by nearly half of its assets getting personal advice from advisors.
FPA Steps Up Lobbying Game With First ‘Advocacy Day’
FPA is pushing for a user-fees bill and trying to "establish relationships" with lawmakers.
Finding a Custodian That Fits, Part 2: TradePMR
In the second in our series on the pros and cons of RIA custodians, we take a closer look at TradePMR.
Edelman Names Personal Finance Guru David Bach Vice Chairman
Ric Edelman's firm says it added 4,500 clients last year and is on pace to do the same in 2014.
House Appropriations to Hold Wednesday Vote on SEC Budget
SEC Chairwoman White told lawmakers Obama's $1.7 billion budget would permit the SEC to increase advisor exams.
Finding a Custodian That Fits, Part 1: Interactive Brokers
In the first of a series, I look at Interactive Brokers' platform for RIAs.