Tibergien’s Comments on RIAs Are Tough, but Deserve to Be Heard
The Pershing Advisor Solutions CEO's candid comments to me about the industry are sure to upset many RIAs.
After 6-Month Surge, RIA M&A Deals Drop Sharply in Q3: DeVoe
The quarter was the weakest the RIA industry has experienced in nearly three years.
Under Pressure, LPL Cuts Fees on Corporate RIA Platform
The news comes on the heels of more departures of reps acquired from LPL's purchase of NPH.
Wells Fargo Finally Launches Its Robo-Advisory Service
Intuitive Investor is available for clients with a minimum $10,000 in assets for a fee of 50 basis points.
DOL Rule Delay Will Likely Be Final in 3 Weeks: Acosta
Meanwhile, NAFA asks for a delay of oral arguments, while Thrivent wins some relief from anti-arbitration rules under BICE.
Retail Investors Clamor for ETFs as Inflows Grow 19%: Broadridge
Actively managed funds are “falling farther and farther behind in the race for new money and new clients,” Broadridge's Jeff Tjornehoj says.
Fintech Deployment Woes? Call In the ‘New Gatekeeper’ Team
The choice of technology solution — whether for CRM, planning or practice management — is often fraught with peril.
Number of Advisors Going Indie Up 75% Since 2012: Schwab
Schwab Advisor Services analyzed SEC registration data to determine the number of advisors who entered the independent space.
Raymond James' RIA Unit Is on a Roll
The unit boosts assets 36%, topping overall AUM growth for the firm's private client group.
Platform by cleverDome Would End VPNs, Shift Data to Trusted Network
At t3 conferernce, cleverDome says it would eliminate the need for VPNs, seeking to move financial data off the open internet.