Matt Sonnen, Wealth Management Vet, Opens PFI Advisors
The new consultancy serves breakaway financial advisory teams and expanding RIAs.
A Break for Small Business
Congress has passed a targeted tax cut that is modest in cost that could create a pop in corporate spending—maybe even yours.
4 Uncommon Advisory Fee Structures
AUM fees aren't one size fits all. How should advisors charge for small accounts? Should they charge a financial planning fee? SEI weighs in.
Advisors: Update Your LLC Operating Agreement!
Advisors’ favorite business structure may be simple and flexible, but it needs to be updated regularly, for three big reasons.
LPL Makes Top-Level Push in Biz Development, Sales
Bill Morrissey will lead recruiting & development; Andy Kalbaugh will boost services to independent reps & institutions.
Advisor Future Shock: Rising to the Robo Challenge
“Futurists don’t know any more about the future than anyone else,” said Alvin Toffler, “but good ones know a lot more" about the present.
FPA NexGen President's Goal: Help Women Succeed as Planners
Planner Rianka Dorsainvil is 'very optimistic' about the number of women and minorities entering the profession, but she's a millennial as well.
An Advisor’s Year-End To-Do List, Pt. 3: Marketing Your Business
The past few weeks we have been discussing an advisor’s end-of-year checklist. In this post, we will finish with a look at marketing your business.
When Good Business Allows You to Do Good
Younger investors and women want to make money and accomplish social, environmental or corporate governance change at the same time, now and not when they’re older.
Finding the Right Fit; Getting the Right Advice
Darrell Reese and Paul Kink say they were lucky in their timing, and that they share the same values, in transitioning the firm.