Dan Arnold: Rising to the Top at LPL Financial – The 2017 IA 25
Stepping into the shoes of IBD leader Mark Casady requires fortitude, focus and humility.
RBC to Launch New Wealth Management Tech Platform
RBC Black offers integrated access to the technologies of five leading financial services providers.
Envestnet Launches Enhanced Analytics Tool
The expanded offerings give advisors rich business intelligence insights.
Focus Financial Adds $2B RIA in Silicon Valley
Bordeaux Wealth Advisors comes on board to boost its growth in the West in partnership with the RIA rollup firm.
FINRA Issues Social Media Q&A
The regulator addresses text messages in its latest attempt to answer BDs' digital communication questions.
State Banking Regulators Sue Feds Over Fintech Charter Proposal
State banking regulators are taking the OCC to court over its proposal to establish a special-purpose national bank charter for financial technology companies.
Morningstar to Offer Advisors a New Tool to Evaluate Risk: Portfolio Products
In other product news, Ivy enters the passive world with five new index funds.
Financial Industry Balks at State-Run Retirement Plans
The financial services industry has been sated by the proposed roll back the DOL fiduciary rule. Now, it’s time to turn its attention to another contentious issue: state-run retirement plans.
Where to Start Tech Spring Cleaning
This is the time of year when “spring cleaning” occurs. You can apply the same mindset to your technology.
The Cybercrime Financial Threats Your Clients May Be Overlooking
Virtually every wealth management firm and brokerage has made cybersecurity a priority.