Fidelity Exec Named to Trump's Economic Team
Chief Economic Advisor Gary Cohn taps Shahira Knight, 12 others to work on tax reform, retirement, jobs and economic growth.
Cetera Names New General Counsel
Brian Stern leaves HD Vest in Dallas to join Cetera Financial Group in Los Angeles.
11 Best & Worst Broker-Dealers: Q4 Earnings, 2016
Earnings growth in the financial sector has been robust so far, according to LPL’s CIO Burt White.
IRI Focuses on Worker Access to Retirement Savings Plans
The retirement income trade group will focus on expanding workers’ access to retirement planning and saving opportunities in 2017.
Trump Orders Federal Agencies to Appoint a Reg Reform Officer
Each officer will chair a regulatory reform task force in order to "alleviate unnecessary regulatory burdens," Trump says.
DOL Moves to Delay Fiduciary Rule
After a third federal court upheld the DOL's fiduciary rule, acting secretary filed with OMB to delay the rule's April 10 compliance date.
‘Business as Usual’ at SEC Despite Staff Vacancies
If confirmed, incoming SEC Chair Jay Clayton will be busy filling open vacancies on his staff.
What Do You Do When the FBI Is at Your Door?
It is not uncommon for an advisor to be contacted by criminal authorities regarding accounts they manage.
Former DOL Secretary Elected Democratic Chairman
Perez was head of the Department of Labor when it drafted and began rolling out the new fiduciary standard for retirement plans.
Groups Appeal DOL Fiduciary Case in Texas
Five national co-plaintiffs and four groups in Lone Star State file to appeal Judge Lynn's decision to uphold the fiduciary rule.