Betterment Now Offers Human Advice, Restructures Fees
The largest independent robo-advisor now offers 3 services: digital, digital plus and premium.
LPL to Pay $3.7M Over Star Rep’s Unsuitable VA Sales to Seniors
State regulators make the move in connection with over $1.8 million in commissions on variable annuities made by Roger Zullo and the IBD.
Raymond James Unveils Robo-Advisor
The firm says its more than 7,100 indie and employee reps will have access to the innovations by year-end.
White House Reporter Talks Trump, Tweeting and Trust
At FSI OneVoice, former ABC News reporter Ann Compton gives advisors a taste of the challenges and lessons of presidential power.
Cetera BD Names New President
Thomas Taylor will now lead Cetera Advisor Networks, which has about 2,400 affilated advisors.
Merrill Lynch Nabs $4.5M UBS Team in Texas: Recruiting Roundup
Meanwhile, Raymond James, Ameriprise, Focus Financial and Kestra add advisors, managers and more.
Raymond James Tops Estimates as Profits, Sales Rise
The firm has more than 7,100 reps, $585 billion of assets and growing fee-based revenue.
FSI Brain Trust Touts Growth; Confident on DOL Rule Delay
Leaders of the IBD group say its recent membership growth and advocacy success give it "more firepower."
How to Choose the Right Words to Hook Clients: Pollster Luntz
GOP pollster Frank Luntz makes recommendations, which he has tested in his own polling research, for getting a good response from clients and prospects.
If DOL Fiduciary Gets Delayed, Seize the Moment: FSI’s Brown
The FSI chief says Trump's election gives it “once-in-a-generation opportunity” to push for more advisor- and client-friendly reforms.