Raymond James Making Big Moves to Raise Number of Female Advisors
The head of the Network for Women Advisors lays out the company’s strategy during the 22nd annual Women’s Symposium.
Raymond James Hosting Women’s Symposium in New Venue
Raymond James’ 22nd annual Women’s Symposium has outgrown its traditional St. Petersburg venue and is moving to Orlando this year.
15 Firms, Including 3 Super OSJs, Join FSI
One of the new member firms is affiliated with LPL Financial, which is not part of the industry group itself.
National Planning BD Network Grabs Exec From Rival Cetera
Jay Vinson makes a switch to NPH, which just tapped a new head for its advisory platform strategy.
Ex-Broker Must Pay $600K for ‘Siphoning Money’ From Older Couple: FINRA
Jerome Krause fraudulently borrowed money from his clients when he was working for First Heartland Capital, FINRA said.
Recruiting Roundup: Wells Fargo, Merrill Nab Morgan Stanley Reps
Meanwhile Deutsche Bank Wealth Management and MV Financial share news on their latest hires.
Nationwide Says DOL Rule Behind Jefferson National Deal
Nationwide said it struck a deal to buy the Louisville-based Jefferson National, a firm with about $4.7 billion in client assets.
DOL Fiduciary Has Many Advisors Mulling Career Change: Fidelity Survey
While 29% of advisors see a positive impact from the DOL rule, 28% are considering retirement or a career change.
Indie Advisors, Firms Create $48B in Economic Output: FSI Study
The advisors and their work also generate some 482,000 jobs, according to the Financial Services Institute.
Securities America Buys $2B Advisor Group, Wraps Up 9th Deal
The IBD is adding some 67 advisors who produce $11 million in yearly revenue near Rochester, New York.