Trump Labor Nominee Acosta to Get TV Advertising Push
America Rising Squared, a Republican group, is launching a six-figure TV ad campaign supporting Acosta, whose confirmation hearing has been delayed until March 22.
Janney, Raymond James Grab Merrill Reps: Recruiting Roundup
The broker-dealers are set to add more than $285 million in assets in New York and Kentucky.
Jim Putnam Now LPL’s Board Chairman
The executive takes on the role as the the independent broker-dealer's former leader, Mark Casady, retires.
Lebenthal Selling Asset Manager, Brokerage Stake to South Street
Alexandra Lebenthal to retain majority stake in broker-dealer; former Barclays CEO Diamond is among South Street investors.
Who’s Moving to LPL?
The number of reps joining the firm was way up in the fourth quarter, but new assets are not showing a similar spike.
What HNWs Want That Advisors Aren't Doing
A new CFA Institute study highlights steps advisors can take to close the gap between what they offer and what HNW clients want.
GMO: How to Build a Better Target Date Fund
TDFs have “solved the behavioral problem” of getting investors to save for retirement “but not the investment one,” says Peter Chiappinelli of GMO.
Deutsche Bank Turnaround Plan Gets Mixed Investor Review
Shares drop on news of $8.5 billion stock offering and job cuts; key investor said to be undecided about participating in sale.
Recruiting Scene: Wirehouses Lose a Few, Win a Few
Focus adds a breakaway group, Raymond James picks up a trio, and Morgan Stanley nabs a high-net-worth team.
Ron Rhoades: DOL Fiduciary Rule Is as Good as Dead (for Now)
The fiduciary law expert, popular speaker and former Disney performer talked to ThinkAdvisor about the rule’s future and what it would take to revive it.