$600M Merrill Team Joins Syntal Capital Partners: Recruiting
Janney and RBC Wealth also pick up advisors from Morgan Stanley and Wells Fargo respectively.
Pershing Names Jim Crowley Chief Operating Officer
Crowley replaces Lori Hardwick, who announced her departure in February.
Help Wanted: Mistakes Owner-Advisors Make With Business Consultants
While this may seem self-serving, I believe that all businesses, including advisory businesses, can benefit from good outside business consultants.
CFPs Believe They Have a ‘Competitive Edge’: Survey
The survey finds that 88% agree that a "fiduciary standard is appropriate for all financial service providers."
3 Essential Components of Financial Planner Satisfaction
In addition to feeling respected, employees crave a culture that fosters growth, be it through mentorship or ongoing opportunities for continued learning.
It’s Not Them, It’s You: Millennials Demand a New Business Model
Millennials actually do want financial advice — and they’ll pay for it. They just want a different kind of advice, delivered differently.
Raymond James’ Rob Baird to Step Down After 38 Years
Gavin Murrey will become the head of the Public Finance/Debt Investment Banking division.
Ameriprise Recruits 3 Advisors With $265M AUM
Ameriprise nabbed two advisors from MSI Financial Services and one from Hilliard Lyons.
Investment Salespeople Are Underrated
Financial sales professionals are crucial to the economy, but the DOL fiduciary rule ignores their existence, Lou Harvey of Dalbar writes.
Cetera Expands Retirement Plan Solutions Team in Response to DOL Rule: Recruiting
HighTower adds a $260M team, and Janney branches out into Tennessee.