Sipple Named Head of Great-West Investments
Michael Wands will succeed him as head of Global Investment Strategies at Putnam. Both firms are headed by Bob Reynolds.
Advisors, Don’t Make This Big Mistake With New Hires
Many firms are setting up their new hires, even experienced professionals, to fail. Follow this six-week process and you'll prevent problems down the road.
10 Steps for Climbing the Career Ladder
If you are an associate planner with your sights set on a lead advisor role, here are ideas to help set and achieve your goals.
Former Chief of Staff to SEC's White Joins Shearman & Sterling
Former SEC IM director Buddy Donohue is now counsel in the firm's Investment Funds practice in New York.
SEC Names Driscoll Head of Exam Unit
Pete Driscoll has been serving as acting director since Marc Wyatt left in January.
9 Reasons to Give Your Business Some Serious Love & Attention
Here’s what business owners should consider to properly nurture their businesses.
Advisor Group Adding Succession, Communications Platforms
It also formed a council to help address the financial risks of longer lifespans.
FINRA Regulatory Chief Axelrod to Depart
After 28 years at FINRA and its predecessor, Susan Axelrod will step down.
Raymond James Has Near-Record Recruiting Year
Execs Scott Curtis and Tash Elwyn talk to ThinkAdvisor about why recruiting in the independent and employee channels is strong, with no sign of slowing.
$2B Trilogy Group Transitions From NPH to LPL
In other news, Ameriprise recruits Wells Fargo reps with nearly $370 million in assets.