Long-Time LPL Team Jumps to Securities America With $2.2B
Prior to partnering with Securities America, WealthPLAN Partners worked with LPL Financial for 27 years.
Salespeople Tend to Do What They’re Paid to Do
In the fiduciary debate, remember that we all tend to do more of what we are incentivized to do.
CFP Board, ‘Rock the Street’ Launch Career Program for High School Girls
Program is designed to raise awareness of financial planning as a career.
Wealthfront CEO Steps Aside and Co-Founder Takes Over
Wealthfront said that Adam Nash has stepped down and been replaced by Andy Rachleff, one of the company’s co-founders.
Broker-Dealer INVEST Taps New Compliance Chief
The IBD, part of National Planning Holdings, brings on Jason Albino, formerly with Penn Mutual Life.
T. Rowe Chair and CIO Rogers to Give Up Investment Role to 6 Execs
Brian Rogers will remain with the fund group as a non-executive chairman, but will pass the investing baton to others on March 31.
Cash Balance Plans Supersize Small Business Retirement Savings
Hybrid cash balance plans can provide small businesses with an opportunity to more than quadruple annual retirement savings.
Morningstar Names New Tech, Data Chiefs
Chicago-based fund research firm also just added a new floor to house tech team
Why Wall Street’s Top Cop Criticized by Warren Could Stay Awhile
White has said that both the Hillary Clinton and Donald Trump campaigns have asked if she would consider staying on.
UBS Advisors Stay Ahead of Rivals: Q3 Earnings
The average level of fees and commissions, as well as assets, keeps the FAs in the Americas at the head of the pack.