Jamie Green: The Right Man at the Right Time
The former editor never lost sight of the real goal: providing information to help independent financial advisors better serve and care for clients.
30 Best Paying College Majors: 2017
ThinkAdvisor whittled down PayScale’s starting salary rankings of 336 majors, which show science and math dominating.
Continuity Planning: The Missing Link in Most Succession Plans
While the industrywide lack of succession planning has been largely addressed, I find today’s plans often fail to address an equally serious problem for clients.
What It Takes to Attract and Keep Financial Services Employees
Beyond wages and benefits, workers want flexibility and career development.
FINRA to Clamp Down on High-Risk Brokers With Tougher Rules
The group is looking to raise fees, consider more severe sanctions and further restrict firm and advisors with disciplinary issues.
Arkadios Capital Nabs $1.8B Triad RIA, LPL Grabs $420 Merrill Team
Meanwhile, Kovack Securities buys broker-dealer with $200 million and seven advisors.
Ex-Simpson Thacher Partner to Head SEC Division
William Hinman has been named the head of the Division of Corporation Finance at the SEC.
CFPs Can Now Earn CE Credits Under IRS Tax Prep Programs
Credits can be earned for the Volunteer Income Tax Assistance or Tax Counseling for the Elderly program.
Advisors, ThinkAdvisor Wants You to Share Your Military Stories
Please tell us about your military service in a short survey so we can share your stories Memorial Day weekend in our Advisors Who Serve(d) slideshows.
Jay Clayton — Wall Street's Top Cop: The 2017 IA 25
Groups press the new SEC chief to prioritize a fiduciary rule; appointing staff will be among his top tasks.