Top Portfolio Products: Global X, Nuveen Add ETFs; Financial Engines Expands Services
Global X introduces three tech ETFs while Nuveen adds bond ETF focused on additional yield.
Merrill Hires 3 New York Advisors From UBS
Bank of America-Merrill Lynch has recruited three veteran financial advisors from UBS with combined client assets of $750 million.
5 Robo-Advice Myths Busted
The robo-advice market is not “human vs. technology,” it’s about helping advisors do their jobs better.
U.S. Justice Department Investigating Wells Fargo
The probe follows a $185 million fine levied by regulators who charged the bank with opening 2 million accounts without customers' approval.
Cal Ripken, at FPA National, Stresses Work Ethic and Benefits of Beer
The Orioles’ Iron Man shares his business insights, and how he tamed the Yankees’ Goose Gossage, with 1,800 FPA conference attendees.
3 Reasons Advisors Should Consider Working in a Credit Union
If you're looking for a new home for your advisory practice, a credit union offers unique advantages.
$550M Merrill Team Goes Indie With Dynasty in Florida
Also, Raymond James and Wells Fargo add several Morgan Stanley reps; Pavilion Financial to buy Jeffrey Slocum & Associates.
Cetera to Sell Legend Group to Lincoln Investment
The deal affects about 350 advisors, $6 billion in assets and clients who are retired from teaching and other non-profit jobs.
FPA Selects Paré as 2017 President-Elect
Paré, whose term will begin on Jan. 1, will succeed incoming 2017 FPA President Shannon J. Pike.
Stifel to Acquire Indiana-based City Financial
Stifel Financial Corp. will acquire City Financial and its wholly owned subsidiary, independent investment bank City Securities.