‘Equity’ Movie: Backstabbing, Sexism and Ruthlessness on Wall St.
"Equity" producer and co-star Sarah Megan Thomas talks to ThinkAdvisor about telling the story of women and "the gray lines of power on Wall Street."
4 Steps to Truly ‘Scale’ an Advisory Business
Through effective scaling, we can typically increase a firm’s revenues by 33% without adding more clients, more employees, increasing operating costs or working harder.
FPA Hires Colacci as Public Policy Counsel
Josephine Colacci will help push for an SEC fiduciary rule and other Financial Planning Coalition policy efforts.
Wells Fargo Taps New Head of Advisor Group
David Kowach replaces Mary Mack, who is now in charge of the company's retail banking business.
SEC Names Snyder Co-Head of Advisor Exams
Synder joins Jane Jarcho in OCIE to help oversee more than 520 lawyers, accountants and examiners.
How Robo Technology Will Take Independent Advice to the Next Level
Aided by robos, advisors will become more like today’s doctors, analyzing information collected by robo platforms, reviewing the platforms' recommendations and helping clients implement them.
Advisor M&A Maintains Record Pace in First Half: DeVoe
The average size of firms involved in M&A increased sharply as banks and PE firms emerged as buyers.
7 Ways to Become an Indispensable Advisor — From the Start
Here are seven dos (and a few don’ts) that can help younger advisors in particular keep the job of their dreams.
Recruiting Roundup: Big Groups Move to Focus, Kestra & Raymond James
The shifts come as the teams end affiliations with Wells Fargo, Transamerica, LPL Financial and Cetera Investment Services.
McGinnis Steps Down as CEO of Advisor Group
Valerie Brown will lead the group of IBDs as it moves from AIG to Lightyear Capital as McGinnis focuses on leading the transition.