These Millennial Advisors Are Killing It With Younger Clients
Under the radar, this youngest generation of advisors has created an entirely new advisory business model, designed to work with clients who are millennials themselves.
TD Ameritrade Emphasizes ‘NextGen’ Commitment With New Exec-Level Position
TD Ameritrade named Kate Healy as “Managing Director of Generation Next” and announced its NextGen scholarship winners.
SEC Approves FINRA Rule to Streamline Exams
The new rule also facilitates “opportunities for professionals seeking to enter or re-enter the securities industry,” said FINRA’s Axelrod.
Tech Planning Timeline for Your Breakaway RIA
Choosing the wrong technology is disastrous for a new firm and costly to fix, so get it right the first time.
Vanguard Proposes Fund-Advisor Changes
The proposals were sent to the SEC on the same day the firm announced that CIO Tim Buckley would become CEO in January.
How RIAs Are Growing Assets as More Clients Withdraw Them
Jon Beatty of Schwab Advisor Services tells ThinkAdvisor what sets the fastest growing firms apart.
Vanguard CEO McNabb to Step Down
Chief Investment Officer Tim Buckley, who joined the firm in '91 as an assistant to then Chairman John C. Bogle, will become CEO on Jan. 1.
Dynasty Nabs $1B Breakaway Team From Merrill: Recruiting Roundup
Meanwhile, UBS brings on two teams with a total of $975 million in assets from Merrill's Thundering Herd.
High Profit Margins or High Growth: Choose One
Firms that focus too much on profit margins in order to bring home more income now cut off opportunities to grow their firms.
HighTower Nears $50B Mark, Adds 3 Execs
The firm hires George Fischer, Susan Krakower and Kyle Okimoto, who have worked for Merrill Lynch, E-Trade and CNBC.