Flat Fees: Not as New as You Think
I know many advisors who instituted retainers but then switched back to an AUM compensation model; the benefit was to them and their clients.
Wells Fargo Teams Jump Ship: Recruiting Roundup
A number of advisors are leaving wirehouse firms at year-end for smaller rivals, greater independence.
Does Your Fee Schedule Need an Overhaul?
Commissions? Fees? Retainers? Why there is no such thing as the perfect fee schedule.
Fidelity Says Abigail Johnson to Succeed Father as Chairman
Abigail Johnson will also remain CEO of Fidelity -- a title she's held since 2014.
SIFMA Board Has New Leaders
The 2017 board includes executives with Janney Montgomery Scott, Charles Schwab and AllianceBernstein.
The Fundamental Things Apply
Presidential contenders often temper their policies once in the Oval Office, a trend we’re already seeing with Mr. Trump.
Performance Reviews Aren't Just for Employees
Are you meeting expectations — or exceeding them in a way that positions you for advancement?
Sallie Krawcheck: Why Trump Could Benefit Women in Business
Krawcheck put together a checklist for women on how they can assert their power in a Trump-run United States.
Wells Fargo-SigFig to Roll Out Robo-Advisor in ’17
The wirehouse is the second large employee-advisor firm to go this route in its use of digital products and services.
SEC Chief White to Step Down in January
White has championed a fiduciary rule for all advisors and pressed Congress to raise its budget so it could increase investment advisor exams.