UBS to Pay $19.5M Over Structured Notes
SEC says this is the first case involving these products and faulty disclosures; it affected 1,900 investors, who lost $5.5 million.
Cetera Restructuring Due Diligence Ops
Pressure is on parent company RCS Capital to improve performance.
Morgan Stanley Introduces Catholic-Focused Investing Program
The program can assist investors who want to invest in firms that support affordable housing, high environmental standards and other constructive policies.
Bond Market’s Mood Shifts Into Safety Mode
Investors shouldn't buy into the high-yield bond market, but they should study it for hints of where stocks are headed, Ron DeLegge writes.
Top Portfolio Products: New Retirement Products, Tools and Mutual Funds
New retirement tools help employees prepare for their golden years and help advisors tailor portfolios to meet their clients' goals.
Hedge Funds Extend Monthly Losses, Down 1.1% in September
Hedge funds recorded their fourth consecutive monthly loss in September, the longest sustained decline since the 2008 financial crisis, Hedge Fund Research reported.
Private Equity Fund Closings in Q3 at Record Low
The July-to-September tumble was the third consecutive quarterly decline in fundraising, Preqin reported.
Big Money Managers Fall Short in Disclosing ESG Investment Strategies: Report
More and more money managers are taking environmental, social and governance factors into account, but many aren't telling investors about their criteria, US SIF found.
Senior Housing: A Way to Profit From a Major Demographic Movement
As 12,000 Americans retire every day, the growing senior population will need somewhere to live. Here's what to consider when investing in senior housing.
Why Commodities Are Back in the 1990s
We shouldn't underestimate the impact of a slowing China on commodity prices.