Beatty Begins 1-Year Term as NASAA President
William Beatty will focus on senior financial abuse and new electronic state filing of Form D for Rule 506 offerings.
Most State-Registered Advisors Have Tech, Cybersecurity Policies: NASAA
Though less than 5% of small and midsize firms said they had a cybersecurity incident, two-thirds said they had cybersecurity policies in place.
Wells Fargo, U.S. Trust, Raymond James Add Teams From Rivals
Plus, a wealth group of five advisors affilates with LPL Financial in Wisconsin.
New Hire Roundup: Altegris Names Murphy Deputy CIO
Also in new hires, Lindsey and Lindsey adds Christina Lindsey Orta, and former Gov. David Paterson joins IFS Securities.
Fed Sees Labor-Market Slack Even as It Trims Bond Purchases
“A range of labor-market indicators suggests that there remains significant underutilization of labor resources,” the FOMC said today.
Top 20 States for Private Equity Investment
An analysis by a private equity group ranks states by investment value and number of investments.
Senate Finance to Vote on New Social Security Advisory Board Members
Committee will hold Wednesday open executive session to vote on new members Aaron, Chen and Cohen.
From Iran Hostage to Independence: One Amazing Story
As a Marine, Kevin Hermening spent 444 days as a hostage in Iran. Now an advisor, Hermening continues to serve with honor.
Advisor Recruiting Up 40%: Raymond James’ Curtis
It’s not another 2009, but it’s the best of the past few years, says RJFS President Scott Curtis.
Chinese Communists More Market-Friendly Than U.S.: George Gilder
I sat down with the free-market conservative Gilder to discuss why his views appear to be “out of favor,” to put it in investment-speak.