Despite Fiduciary Critics, Schapiro and Borzi Charge Ahead
Two of the nation’s top regulators—Mary Schapiro and Phyllis Borzi—continue to face a barrage of criticism over their decision to do what they believe is best for investors: expanding the definition of who’s a fiduciary.
Obama Gets Earful of Advisors’ DOL Fiduciary Rule Complaints
Advisors are taking their objections to the DOL's controversial rule amending the definition of fiduciary straight to the White House.
Taxes and Fed Nominees; Galleon, SEC Budget and Oil: Advisor Briefing for the Week of March 7, 2011
Congress holds hearings on everything from reforming the tax code and the SEC’s 2012 budget to grilling nominees for a Fed governorship and White House economic posts, while the markets will continue to watch the situation in Libya and the Mideast.