Raymond James, Baird, Wells Fargo Add Reps From Rivals
The freshly recruited teams include families as well as individual advisors.
Recession Taught Millennials Importance of Saving Now
While millennials are well aware of the importance of saving for retirement, many cannot afford to do so, a Wells Fargo survey found.
Raymond James Nabs $2M Wells Team; Securities America Affiliate Adds 2 Advisors
The ex-Wells team moves in Richmond, Va., while the new Arbor Point team transitions in Omaha.
Which Is the Smartest Smart Beta: Equal or Fundamental Weighting?
Research Affiliates weighs in on the alternative indexing debate among smart-beta proponents.
Taking the Indie Leap; Rethinking REITs: June Research Features—Slideshow
For advisors, going independent requires not just careful cost-benefit analysis but also a focus on their clients' confidence—and their own. Ellen Uzelac's cover story in the June issue of Research magazine probes what's involved in making such a leap of faith, and looks at advisors who have done it. In...
FINRA Bars Ex-Wells Fargo Rep
Michael Frew may have set up a Ponzi scheme involving 30 investors and a man named “Guido.”
12 Best & Worst Broker-Dealers: Q1 Earnings, 2014
This quarter saw surprising performance dips and peaks across the financial sector.
HighTower, Focus Add Wirehouse Advisors
Raymond James, Commonwealth and Wells Fargo also recruit reps from rivals.
Wirehouse Fees & Commissions: Who’s on Top?
One big firm surpasses its rivals by a very comfortable margin when it comes to both advisor productivity and average AUM.
Where Edward Jones Is Tapping Talent
The brokerage has revamped its recruiting strategy—with dramatic results.