Rep Wins $4M From Wedbush in FINRA Arb
Michael Farah, now an RIA, first brought the case against Wedbush in 2005, saying it had made misrepresentations on CMOs he'd sold.
Wedbush Recruits Ex-Raymond James Rep; LPL Affiliate Adds 5 Advisors
Stratos Wealth attracts advisors with $470 million in assets from Wells Fargo and other firms.
Advisors Giving Back: Holiday Slideshow, Part III
In the final advisor-themed slideshow of 2012, we highlight advisors and their partners who share time and talents with the local, national and global community.
Advisors Giving Back: Holiday Slideshow, Part II
In the second of three slideshows, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.
Wedbush Nabs Morgan Stanley FA
Southern California-based Richard Wright moves from the wirehouse to the independent firm.
New Hire Roundup: Wedbush Private Client Services Group Adds Wright
Also this week in new hires, Lance Losey and Mary Welk joined Ascent Private Capital Management and Michael Millman joined The Private Client Reserve in San Francisco.
New Hire Roundup: Mozzocci Goes to Cantor Fitzgerald
This week in new hires, Cantor Fitzgerald Investment Advisors welcomed Theresa Mozzocci, and BondDesk announced that Howard Edelstein would add the role of CEO to his position as chairman.
Merrill Grabs Morgan Stanley Exec to Run Annuities, Insurance
Michael Maghani, a 30-year industry veteran, was previously with Citi, UBS and other firms
MSSB Reps Depart for Wedbush, Baird
The Morgan Stanley advisor joining Baird oversees $120 million in assets.
New Hire Roundup: Dowling & Yahnke Advance 4; Key Private Bank Launches Delaware Trust
Among the hiring action this week: Dowling & Yahnke announced four promotions; Key Private Bank launched a Delaware trust company; Patrick Goshtigian joined EP Wealth Advisors; Jane Bachmann and Eugene Miller went to Citi Private Bank.