Small Broker-Dealers Under Fire but Confident: FSI OneVoice 2012
Fee compression, new regulation and industry consolidation are threatening the independent broker-dealer business, especially smaller firms, experts say, leading some to openly question whether these firms will survive.
Catching up with… Joe Richard
Wall Street Financial Group’s Joe Richard: It’s a Flexible, Selective Recruiting Environment
Quality over quantity is more than just cliché at this boutique broker-dealer.
B/D News & Products
On January 8, James Cayne of Bear Stearns announced his plan to step down as CEO, effective immediately, though he will stay on as chairman...
FSI Elects '08 Leaders
The Atlanta-based Financial Services Institute, or FSI, says the industry group's board of directors has unanimously elected Brian Murphy, chairman of Woodbury Financial Services of Woodbury, Minn., a