2014 Broker-Dealers of the Year—Scenario 3: SEC Imposes Fiduciary Standard on Reps
How would top BDs handle this scenario? "In many ways," says Eric Schwartz of Cambridge, "we're in a fiduciary world already."
5 Market Investing Tips for Rest of 2014
The strongest performing groups in the equity sector so far in 2014 could be promising in the coming months.
New Hire Roundup: Marvin Davis Goes to Edelman Financial Services
Also this week, Michele Buck was elected to the board at New York Life, and Lisa Parry Howard and Kathleen Parsons joined New York Private Trust Co.
Record Pension Gap Threatens 2013 Company Earnings: Mercer
Falling interest rates were the cause of pension plans’ losses despite overall annual asset growth of approximately 16% in the stock market.
Japan’s Softbank to Snap Up 70% of Sprint
A domestic market in decline has prompted it to look elsewhere for growth, and the U.S. has become its target.
Top 25 ‘Heroic’ U.S. Companies That Invest in U.S.
The Progressive Policy Institute released its list of companies that are “betting on America” by making significant domestic capital expenditures.
How to Become a Retirement Advisor
Bill Kantner had the kind of problem most advisors only dream of: 90 prospects from the same company were ready to retire and he needed a way to support their needs. Zachary Parker of Securities America had a solution.
Top 10 Technology Trends for Advisors and Their Partners, Pt. 2: Increasing Technological Capability
Cheaper storage, more and faster processing power and greater bandwidth and communications speeds will—and are—affecting your businesses now.
LGBTQ Groups Received $771M in U.S. Foundation Grants Over 40 Years
In 2010, 318 organizations donated $97 million in support of LGBTQ issues and organizations, the report said.
Top Portfolio Products: MassMutual Selected for Taft-Hartley Plan
Fidelity, Verizon team on app; VA benefits on the rise