SEC User Fees Would Have Little Impact on Most Firms: Study
Vanguard, on the other hand, may have reason to call its lobbyists soon, according to an analysis by the compliance firm RIA in a Box.
New Hire Roundup: Morgan Stanley Names 3 Wealth Management Chiefs
Dynasty launches Concentus Wealth Advisors; Jeff Thomas joins Nasdaq Private Market.
The ‘Mirage of Success’ Shimmering in Your 401(k)
With venture-capital backing by Revolution and Morningstar, HelloWallet thinks it can improve our finances when our own best intentions and New Year’s resolutions have failed.
The Legacy of John Bogle, the Man in the Arena
Few advisors realize that Vanguard founder Jack Bogle is a lot more than just the “index” guy.
Envestnet’s Strategy Opens Window Into Future of Independent Advice
A discussion with Bill Crager and Stuart DePina of Envestnet shows where independent advisors are going and who their partners will be.
New Hire Roundup: Marvin Davis Goes to Edelman Financial Services
Also this week, Michele Buck was elected to the board at New York Life, and Lisa Parry Howard and Kathleen Parsons joined New York Private Trust Co.
Don’t Panic-Sell Your Bonds Just Yet: Vanguard Talks Investors Off the Ledge
As fears of a 'great rotation' hit the bond markets, fixed-income experts at Vanguard, Morningstar and more are coaxing panicky investors off the ledge.
Why Bogle Is Dead Wrong on ETFs
Everyone has heard about love at first sight. But what about hate at first sight? The latter describes John Bogle’s long-lasting hate affair with ETFs.
New Hire Roundup: BlackRock Names Shedlin CFO
This week in new hires, Gary Shedlin was named CFO of BlackRock, and Mary Justice was named Seattle market leader for the Private Client Reserve of U.S. Bank.
Vanguard’s Brennan: Embrace Innovation, Beware Proliferation in ETFs
At the InsideETFs conference, Vanguard Chairman Emeritus Jack Brennan says now is “the best time ever” to be a financial advisor, and ETFs are one of the key reasons.