At Bogle Event, Former SEC Chairmen Agree on Fiduciary Standard—With Caveats
Harvey Pitt, David Ruder, Arthur Levitt say brokers should have a fiduciary standard: SIFMA’s Ryan agrees.
SIFMA Regulatory Reform Summit Opens With Neal Wolin as Keynote
In an ironic coincidence, SIFMA's Regulatory Reform Summit opened Thursday, July 15, a day that sweeping reforms of America's financial system are expected to be approved by the Senate.
SIFMA Opposes TARP Tax Proposal
Group reportedly hires lawyer to investigate Constitutional issues
Bentsen to Head SIFMA Washington Office
Former Congressman Ken Bentsen has been appointed as executive VP, Public Policy and Advocacy and head of SIFMA's Washington, D.C., office.
Industry Groups Respond to Obama Financial-Reform Proposals
FINRA and SIFMA outline their ideas for reform and share their preliminary reactions to the administration's positions.