SEC Beefs Up Enforcement With New Tools
The SEC is stepping up surveillance of insider trading with its new Automated Bluesheet Analysis Project, and is catching more hedge fund advisor fraud with its aberrational performance inquiry team.
? Former Schwab Advisor Services executive David Welling has joined Black Diamond Performance Reporting as chief solutions officer and will oversee sales, marketing, product management...
SEC Appoints Heads of Special Units to Crack Down on Fraud
New Office of Market Intelligence will investigate tips and complaints