Fiduciary September and What’s Possible
What we learned during Fiduciary September from John Bogle, John Taft, Barbara Roper, Troy Paredes and Robert Plaze.
Dodd-Frank Should Not Be Repealed: House Hearing Consensus
While they had many complaints about the Dodd-Frank Act, all of the financial services representatives testifying at a House Financial Services hearing stopped short of saying the law needs to be repealed.
Clark at Large: These Guys Are Good
Did you ever get the haunting feeling that something was going too well? That's how I'm starting to feel about the reregulation of the advisory...
SEC Gearing Up for New Rules
Get ready. The Securities and Exchange Commission is expected to issue a new rule this year on soft dollars as well as amendments to Form...