Ex-Minnesota Gov. Pawlenty Named CEO of Financial Services Roundtable
Former Gov. Tim Pawlenty of Minnesota was named president and CEO of The Financial Services Roundtable, replacing longtime CEO Steve Barlett, who is retiring.
SEC Inspectors Unit Under Fire
After repeated complaints from broker/dealers, mutual funds, and investment advisors about the SEC's new sweeps examination process, Congress is threatening to abolish the SEC's Office...