LPL Financial Shares IPO Plans; On Track to Rival Wirehouses
LPL Financial filed statements with the SEC in early June 4 to go public with an estimated $600-million stock offering. The independent broker-dealer has 12,026 independent...
LPL Financial Files for IPO Five Years After Private Sale
LPL Financial's parent company filed a registration statement on Friday, June 4, in connection with the highly anticipated initial public offering of its common stock.
LPL Files for $600 Million IPO; Five Years after TPG Sale
LPL Holdings, with 12,000 affiliated financial advisors, files registration with the SEC nearly five years after selling 60% of the company to Texas Pacific Group (TPG) and Hellman & Friedman.
Not Slowing Down
As the biggest player in the independent broker/dealer space, LPL Financial would appear in the spotlight often enough for its sheer market share heft and...
The Fifth Annual IA 25: 2007
When Mary Schapiro took the helm as CEO and chairman of the NASD last September, it was a moment of relative calm before the storm.
Living in an LPL World
If there is a place worth flying to for lunch from New York City -- and on Election Day no less -- it is probably...
Ownership Shift at LPL
In a move that allows the founders to diversify their holdings and appraises one of the largest U.S. independent broker/dealers at $2.5 billion, Linsco/Private Ledger...
LPL Sells Majority of Firm to Private Equity Groups
Financial planning not only for people; firms do it too