AIG Advisor Group Is ‘Island of Stability’ in BD Space: Exec
A number of broker-dealers are hitting potholes, but “this is our best recruiting year in seven years,” said SagePoint CEO Jeff Auld.
House Panel Sets Wednesday Markup on Bill to Halt DOL Fiduciary Rule
The Retail lnvestor Protection Act would force the DOL to wait for an SEC fiduciary rule.
House GOP Makes Last-Ditch Effort to Stall DOL Fiduciary Rule
Rep. Jeb Hensarling said he would advance Rep. Ann Wagner's Retail Investor Protection Act to “stop” the Department of Labor's “misguided” fiduciary rule.
10 States With Most Unfair Taxes
Residents in these states may be paying much more — or a lot less — than their fair share.
Boehner’s Exit Means No Government Shutdown (for Now): Analysts
Political watchers say the departing House speaker will negotiate a short-term funding bill. But when it expires on Dec. 11, the battle will begin again.
UBS Nabs $1.3B Merrill Team; Wells Fargo Grabs $1B Morgan Stanley Reps
Meanwhile, Raymond James recruits groups with more than $800 million in client assets to its employee channel.
Bill Halting DOL Fiduciary Rule to Move Ahead
House Financial Services Chairman Jeb Hensarling says he'll advance Rep. Ann Wagner's Retail Investor Protection Act as it "will stop" the DOL's "misguided" fiduciary rule.
Which Wirehouse Tops LPL’s List of Recruited Reps?
The independent broker-dealer is adding a sizable number of teams and advisors from one firm in particular.
Climate Change: What It Means for Advisors
Economists, current (and former) policymakers and advisors are assessing the ways climate change is impacting the economy.
On managing time and relationships.