SEC, FINRA Enforcement: Citi Global Markets Fined $2 Million
In another action, an investor relations firms exec was charged with insider trading.
Fund Lineups Shift
ETF managers are reshuffling their investment menus to better reflect investor interest and demand. And ETFs with too few assets are on the chopping block.
Top Portfolio Products: Global X Relaunches China Tech ETF; Security Benefit, Mesirow Team on Fiduciary 401(k) Product
In addition, Advisor Software introduced two new products for investment professionals, and Cole Real Estate rolled out a daily NAV Non-Traded REIT.