2011 Q1 Earnings: TD Ameritrade Boosts Net New Assets 13%
The company also reported record average client trades per day of about 439,000, an increase of 16% over last year’s results.
Video: Fiduciary Duty, Separation of Sales and Advice, and RIA Oversight
Tom Bradley, president of TD Ameritrade Institutional, discusses with AdvisorOne’s Kate McBride why it’s important to separate sales from advice and what his RIA clients say about who should regulate them.
SEC’s Fiduciary, SRO Studies Considered Linked, Experts Say
Although the SEC’s Fiduciary Study and the SRO Study, are separate, in the eyes of some industry experts and academics that specialize in financial services issues, the two are linked.
More Help For RIAs
I had an epiphany this morning," says Peter Mangan, "and I realized I was wrong." Thank heavens, I thought to myself. I like Mangan. I didn't...