Scandal Scarred 10 Years On: Fund Directors Update Best-Practices Report
The report includes updated insight into fund governance and the advisory contract renewal process.
Fund Industry Challenges CFTC Registration
The mutual fund industry, with help from some former SEC officials, is fighting back over a rule adopted by the CFTC that will force many funds to register with it.
Vow to Fight SEC Charges From Ex-Morgan Keegan Fund Directors
Eight former independent directors, who were charged by the SEC with overstating the value of their securities as the housing market was collapsing in 2007, say they will “vigorously” contest the charges.
Mutual Fund Directors Forum Issues Guidance for Securities Lending
The Mutual Fund Directors Forum announced Thursday that it has released a special report titled “Practical Guidance for Directors on the Oversight of Securities Lending.”
New Hire Roundup: Wyderko Named President, CEO of Mutual Fund Directors Forum
This week in new hires, Susan Ferris Wyderko was named president and CEO of the Mutual Fund Directors Forum and Lisa Resnick became senior VP of retail distribution at Genworth Financial.
SEC Investing Education Chief Resigns
The Securities and Exchange Commission announced that Lori Schock, the acting director of the Office of Investor Education and Assistance (OIEA), left the agency April 27 to become director of outreach at the Center for Audit Quality in Washington, D.C.
The Securities and Exchange Commission announced that Susan Ferris Wyderko, director of the Office of Investor Education and Assistance, will leave the Commission. She will...
New SEC Acting Director
Susan Ferris Wyderko was named on January 12 the Acting Director of the SEC's Division of Investment Management, which oversees advisors and mutual funds. She fills the spot of the previous Acting Director Meyer Eisenberg, the SEC's deputy general counsel, who left the SEC a few weeks ago to teach...