The Real Key to Harnessing Technology
Financial advisors need to remember that technology is simply an enabler: You must first set up your business to accommodate it—then reap the rewards.
Top 25 Best Cities for Millennials to Live
For financial advisors looking for hotbeds of up-and-coming clients, check out these rankings from Niche Local.
Cheerfully Charitable at Schwab
Schwab Charitable's Kim Laughton gets to the nub of why advisors should make charitable planning and community activity a focus of their practices.
SEC Busts Variable Annuity Scam Targeting Terminally Ill
Brokers and an advisory firm used variable annuities with death benefits to cash in on patients' demise, SEC says.
Shiller vs. Fama: Which Nobel Winner Comes Out on Top?
Research Affiliates teases out the Nobel laureates' distinctive value approaches and finds a yawning gap between them.
New Hire Roundup: FSI Names Valerie Brown, Others to Key Posts
Execs of Cetera, Raymond James, Cambridge and First Allied will take key roles at FSI. Meanwhile, a Vanguard fund manager resigns.
UBS Adds Merrill Advisor; NPC Recruits 2 Online
Reps move to National Planning Corp. from Ameriprise and LPL via The Advisor Center, an online clearinghouse.
Insurance Broker Sentenced in Tom Hanks Scam
A broker who overcharged Tom Hanks and his wife hundreds of thousands of dollars has been sentenced to federal prison.
UBS Grabs 11 Merrill Reps With $5 Billion in Assets
Meanwhile, Wells Fargo recruits a UBS team with nearly $130 million in client assets.
New Hire Roundup: OppenheimerFunds Makes 3 Senior Hires
The PCAOB announced its new chief hearing officer, and Capstone Financial Group has hired Steve Lee to spearhead advisor recruitment and coaching.