Congress Will Punt Student Loan Rate Fix to CFPB: Washington Analysis
Analysts at Washington Analysis said Monday that they believed “Congress will not move forward with legislation aimed at private student loans.” Rather, they “expect the CFPB will eventually develop private student loan servicing standards.”
Senate Banking to Hold Confirmation Hearing for New SEC Commissioners
The Senate Banking Committee will hold a confirmation hearing Monday for President Obama’s SEC nominees, Kara Stein and Michael Piwowar.
NARAB II Bill Clears Senate Banking Committee
The bill would establish the National Association of Registered Agents and Brokers, a nonprofit, independent board to provide a mechanism for multistate licensing for insurance producers
Schwab’s Clark to SEC: Don’t Link Fiduciary and Harmonization
As the SEC continues to gather data for a fiduciary rule, Bernie Clark of Schwab Advisor Services says Schwab’s mission is to ensure that a fiduciary rule is not coupled with harmonization of broker and advisor rules.
Obama Names Replacements for SEC’s Walter, Paredes
Kara Stein of Sen. Jack Reed’s office will replace Walter, while Senate Banking economist Mike Piwowar will replace Paredes.
SEC’s White: Money-Market Fund Reforms Coming in ‘Near Future’
But SEC Chairwoman Mary Jo White remained tight-lipped on the specifics of those changes.
Mary Jo White: The 2013 IA 25 Extended Profile
All eyes will be on new SEC Chairwoman Mary Jo White as she takes the helm and decides which rulemakings to tackle first.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
SEC Comings and Goings: Canellos, Ceresney Named Co-Heads of Enforcement
SEC Chairwoman Mary Jo White has named her former colleague Andrew Ceresney and acting enforcement director George Canellos co-directors of the enforcement division.
White Sworn In as SEC Chief; Walter, Paredes Likely Leaving SEC Soon
Interim Chairwoman Elisse Walter will remain at the agency as a commissioner, but it doesn't look like she'll be there for long, David Tittsworth of IAA said.