Scott W. Friestad

  • SEC, FINRA Enforcement Roundup: Fund Execs First to Face Charges of Overvaluing Assets SEC, FINRA Enforcement Roundup: Fund Execs First to Face Charges of Overvaluing Assets
  •  SEC Shares Details of Merrill's $10 Million Fraud Settlement SEC Shares Details of Merrill's $10 Million Fraud Settlement
  • SEC Adds to Enforcement Division