Harold Evensky’s New Adventure
Evensky on what questions he plans to research for the advisory profession and what's next for his firm.
Women and Tech
Neesha Hathi, senior vice president of advisor technology solutions at Schwab Institutional, has a good view of how women use technology.
The Alliance for RIAs (aRIA) Study Group: The 2013 IA 25 Extended Profile
Go to any conference where registered investment advisors meet, and it’s clear from the buzz in the room that RIAs like to talk.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
HighTower’s Continuing Success Suggests a New Model for Independent Advice
HT’s open architecture approach not only provides its advisors with better access to products and services, but also promotes competition among clearing firms.
Charles Goldman to Advisors: Be Paranoid About Your Business
Former Schwab, Fidelity executive warns SSG advisors at conference to avoid arrogance, focus on forming a vision for their firms and not to overlook power of wirehouses.
New Hires Roundup: Senate Banking Panel Approves SEC Nominations; Gregg Goes to The Hartford
This week in new hires, the Senate Banking Committee approved several SEC nominations; Michael Gregg was welcomed at The Hartford; Tom Douie rejoined Neuberger Berman; and Carl Steinhilber and Roderick Toppin went to MassMutual.
Ex-LPL Execs Form New Recruiting Firm—FirstPoint Partners
Co-founders Scott Collins and Scott Miller say they already have arrangements with Raymond James, Commonwealth and major custodians.
New Schwab Franchise Program to Focus on Underserved Regions
Andrew Salesky, SVP of Schwab’s new program, says offices will not compete with existing company RIAs.
Schwab Announces New Franchise Program for Independent Advisors
Offices will offer same products, pricing, and service as company-managed branch locations, but with ‘independence.’