Fidelity Merges Clearing and Custody Arms; Launches Tech Unit
The combination of National Financial and Fidelity Institutional Wealth Services is five years in the making. Fidelity Wealth Technologies will be led by Mike Durbin.
‘RIA-ization’ Transforming Advisor Industry
Advisors have lots to consider when using a corporate RIA or starting their own, says a panel at FSI OneVoice 2015.
Fidelity Signs Broker-Dealer Clearing Deal With JPMorgan’s BDS
JPMorgan chooses National Financial as preferred clearing firm for its third-party broker-dealers; BDS chief Joe Triarsi to join Fidelity unit.
Clearing Firms Join the Robot Race
Robo-advisors and other new technologies are transforming the clearing space.
The Clearing Industry’s New Powers
From fighting fraud to revamping recruiting, clearers are more engaged than ever.
Tibergien: Time to Move Beyond ‘Serving Dead and Dying’
Mark Tibergien has a tongue-in-cheek warning to BDs on looking toward the future.
National Financial Chief Sees ‘Tremendous Opportunity’ for Survivors of BD Consolidation
National Financial chief says “weak players have been winnowed out” of the broker-dealer space, with successful firms leveraging their partners.
Seeking a Happy Clearing Relationship
To find the right fit between clearing firm and broker-dealer, consider these factors.
Fidelity Clearing Unit to Reorganize, Appoint New Leaders
Fidelity Institutional announced Wednesday that it would reorganize the business due to rapid changes in the financial advice industry.
Advisors’ Tech Strategies Help Boomers but Ignore Gen X and Y
RIAs are making the mistake of inventing non-tech-related strategies for boomer investors at the expense of developing innovations for Gen X and Gen Y clients, says Fidelity.