Financial Reform Bill: Sen. Cantwell Switches to 'Yes' Vote
Republican Senators Brown, Grassley, Snowe, and Collins still undecided.
Senator Byrd's Death May Hold Up Passage of Reform Bill
With the death of Senator Robert Byrd (D-West Virginia) at 92 in the early hours of Monday, June 28, questions remain whether his passing will complicate passage of the financial services reform bill.
When it comes to protecting themselves from disgruntled clients and the long arm of regulators, advisors and their broker/dealers have to be on the ball....