Unleash the Hounds
By hounds, we mean lawyers; not that we’re necessarily comparing lawyers to dogs, but the former do have something of a Pavlovian response to new regulation and the potential “opportunity” it affords … we’ll leave it at that.
The Large Trader Rule
Just when you thought there couldn’t be any more forms to complete, we have yet another one from our friends at the SEC—the new Form 13H.
Optimism Flows at TD Ameritrade
Tom Bradley riding high at Florida gathering